National Repository of Grey Literature 2 records found  Search took 0.01 seconds. 
Illegal operations and practices in the capital market in Czech Republic
Kočan, Michal ; Musílek, Petr (advisor) ; Cibulka, Jakub (referee)
Gaining investor's trust is fundamental feature in any successful capital market. Unfortunately, this is the most attacked point by various types of illegal transactions, practices or unethical behaviour in nowadays society. The aim of this diploma thesis is to examine the function of investment intermediaries and their tied agents and to analyse financial frauds practiced by them. Iniquities of these participants disrupt trust in the capital market as well as natural development. Capital market in the Czech Republic is relatively young industry in the financial sector which is searching for a way to excellent performance by means of changes, regulations, measures of the law etc., therefore I consider fighting against this kind of practices as a very important matter. At the end of this diploma thesis I try to propose solutions to the issue in the form of better regulation and more ethical business of investment intermediaries of the capital market in the Czech Republic.
Illegal operation in the capital markets
Dryml, Lukáš ; Musílek, Petr (advisor) ; Dobrovolný, Marek (referee)
This thesis will deal with the illegal operations and practices which are carried on the capital market in the Czech Republic. Capital markets in the Czech Republic are relatively new financial market sector. Despite improving regulation and supervision law is being broken. The thesis defines the essential characteristics of illegal practices associated with investing in capital markets, focusing on the illegal practice of excessive trading. This thesis describes the relationship between the investor and the broker from initial contact to the moment of withdrawal of the license of a brokerage firm and next step of investor. During this process the thesis will pay attention to the broker fee, compare the fees for trading between selected dealers. At the end of this thesis, the author tries to propose solutions to the problem of illegal practice of excessive trading.

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